Jack Anthony Finlay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (26 May 2009 to 30 Apr 2021)
Lee Newton Financial Services (no longer approved here)
FRN 201651
- (10)Employed By (1 Dec 2001 to 1 Aug 2004)

Updates to this individual's record on the FCA register.

15 hours ago
controlled function added: (10)Employed By at Lee Newton Financial Services

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.