Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 10 Feb 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (18 Jul 2017 to 19 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Nov 2006 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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