Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trinity Group Limited (no longer approved here)

    FRN 190910

    • CF4 Partner (AR) (30 Jul 2014 to 4 Apr 2018)
    • CF30 Customer (10 Oct 2011 to 17 Feb 2013)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (12 Jan 2007 to 6 Aug 2007)
    • CF26 Customer Trading (1 Dec 2001 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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