Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (12 Apr 2023 to 1 Aug 2023)
- [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
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- [FCA CF] Manager of certification employee (12 Apr 2023 to 1 Aug 2023)
- [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
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- [FCA CF] Manager of certification employee (3 Jan 2023 to 1 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
- [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
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- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
- [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
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- SMF22 Other Local Responsibility (10 Jul 2017 to 4 Jun 2021)
- CF28 Systems and controls (8 Jun 2012 to 2 Sep 2014)
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- CF21 Investment Adviser (31 Oct 2003 to 13 May 2007)
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- CF21 Investment Adviser (31 Oct 2003 to 13 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.