Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (12 Apr 2023 to 1 Aug 2023)
    • [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (12 Apr 2023 to 1 Aug 2023)
    • [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (3 Jan 2023 to 1 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
    • [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 1 Aug 2023)
    • [FCA CF] Material risk taker (23 Aug 2021 to 1 Aug 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • SMF22 Other Local Responsibility (10 Jul 2017 to 4 Jun 2021)
    • CF28 Systems and controls (8 Jun 2012 to 2 Sep 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (31 Oct 2003 to 13 May 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (31 Oct 2003 to 13 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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