Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 24 Feb 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (15 Nov 2016 to 3 Mar 2026)
    • CF1 Director (AR) (17 Feb 2009 to 11 Apr 2024)
    • CF7 Sole Trader (AR) (4 Jul 2005 to 28 Oct 2005)
    • CF21 Investment Adviser (15 Apr 2003 to 20 Dec 2004)
  • Wichert Associates Wealth Management LLP (no longer approved here)

    FRN 759706

    • Employed By (15 Nov 2016 to 3 Mar 2026)
  • Wichert Associates Ltd (no longer approved here)

    FRN 434848

    • Employed By (4 Jul 2005 to 11 Apr 2024)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (15 Apr 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (15 Apr 2003 to 3 Jun 2003)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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