Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Mar 2005 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (15 Oct 2003 to 25 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.