Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPE ANN ASSET MANAGEMENT LTD
FRN 735908
- SMF3 Executive Director (since 9 Mar 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (1 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (15 Jun 2016 to 1 Sep 2016)
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- CF30 Customer (11 Mar 2009 to 30 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.