Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 23 Jun 2021)
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- [FCA CF] Client dealing (24 Jul 2017 to 9 Dec 2019)
- CF30 Customer (11 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 13 May 2009)
- CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.