Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 17 Dec 2019)
- [FCA CF] Material risk taker (17 Dec 2019 to 30 Sep 2021)
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- CF30 Customer (20 Aug 2010 to 9 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.