Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF6 Head of Key Business Areas (19 Sep 2024 to 1 Nov 2025)
- [FCA CF] Significant management (21 Jun 2023 to 19 Sep 2024)
- [FCA CF] Manager of certification employee (2 Nov 2021 to 19 Sep 2024)
- [FCA CF] Material risk taker (2 Nov 2021 to 19 Sep 2024)
- [FCA CF] Client dealing (2 Nov 2021 to 19 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (2 Nov 2021 to 19 Sep 2024)
- CF30 Customer (29 Nov 2013 to 6 Mar 2016)
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- CF30 Customer (20 Oct 2008 to 4 Feb 2013)
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- CF21 Investment Adviser (16 Jul 2003 to 30 Jan 2004)
- CF26 Customer Trading (21 Jan 2003 to 16 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.