Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • SMF6 Head of Key Business Areas (19 Sep 2024 to 1 Nov 2025)
    • [FCA CF] Significant management (21 Jun 2023 to 19 Sep 2024)
    • [FCA CF] Manager of certification employee (2 Nov 2021 to 19 Sep 2024)
    • [FCA CF] Material risk taker (2 Nov 2021 to 19 Sep 2024)
    • [FCA CF] Client dealing (2 Nov 2021 to 19 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Nov 2021 to 19 Sep 2024)
    • CF30 Customer (29 Nov 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 4 Feb 2013)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (16 Jul 2003 to 30 Jan 2004)
    • CF26 Customer Trading (21 Jan 2003 to 16 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.