Ivan John Dodd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 May 2021)
- CF30 Customer (1 Nov 2007 to 7 May 2021)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF4 Partner (AR) (1 Jun 2005 to 21 Mar 2017)
Riverside Financial Consultants Limited (no longer approved here)
FRN 473223
- (1)Employed By (23 Mar 2017 to 7 May 2021)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (31 Oct 2004 to 11 Jan 2008)
Complete Mortgage Solutions Ltd (no longer approved here)
FRN 408116
- Employed By (31 Oct 2004 to 11 Jan 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.