Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 12 Jul 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2018)
    • [FCA CF] Manager of certification employee (since 31 Aug 2017)
    • [FCA CF] Client dealing (since 12 Jul 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (7 Aug 2012 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (14 Oct 2008 to 14 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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