Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mariana UFP LLP
FRN 551170
- CF30 Customer (since 30 Mar 2022)
- [FCA CF] Manager of certification employee (since 25 Oct 2021)
- [FCA CF] Client dealing (since 25 Oct 2021)
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Mariana UFP (Americas) Limited
FRN 649237
- (2)Employed By (since 30 Mar 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2021)
- SMF27 Partner (9 Dec 2019 to 6 Jul 2021)
- CF4 Partner (AR) (11 Jul 2018 to 6 Jul 2021)
- CF4 Partner (24 May 2018 to 8 Dec 2019)
- CF30 Customer (22 Mar 2018 to 6 Jul 2021)
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- (18)Employed By (23 Apr 2018 to 6 Jul 2021)
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- CF30 Customer (25 Jul 2016 to 20 Sep 2017)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Apr 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Apr 2016)
- CF30 Customer (22 Aug 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.