Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 30 Mar 2022)
    • [FCA CF] Manager of certification employee (since 25 Oct 2021)
    • [FCA CF] Client dealing (since 25 Oct 2021)
    • (2)Employed By (since 30 Mar 2022)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2021)
    • SMF27 Partner (9 Dec 2019 to 6 Jul 2021)
    • CF4 Partner (AR) (11 Jul 2018 to 6 Jul 2021)
    • CF4 Partner (24 May 2018 to 8 Dec 2019)
    • CF30 Customer (22 Mar 2018 to 6 Jul 2021)
  • Prism Financial Products LP (no longer approved here)

    FRN 782608

    • (18)Employed By (23 Apr 2018 to 6 Jul 2021)
  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • CF30 Customer (25 Jul 2016 to 20 Sep 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Apr 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Apr 2016)
    • CF30 Customer (22 Aug 2011 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.