Ishvinder Singh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 19 Apr 2021)
    • CF30 Customer (since 3 Mar 2021)
    • CF1 Director (AR) (since 3 Mar 2021)
    • [FCA CF] Client dealing (since 8 Jan 2021)
  • Ishvinder Financial Associates UK Limited

    FRN 939775

    • (1)Employed By (since 3 Mar 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Apr 2021)
    • CF1 Director (AR) (22 Sep 2017 to 1 May 2018)
    • CF30 Customer (22 Sep 2017 to 20 Apr 2021)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (89)Employed By (1 May 2018 to 27 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (22 Sep 2017 to 1 May 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Sep 2015 to 29 Sep 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (29 Jan 2013 to 28 Sep 2015)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (29 Jan 2013 to 28 Sep 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (26 Aug 2008 to 31 Dec 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF22 Investment Adviser (Trainee) (17 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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