Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF21 Investment Adviser (9 Jan 2006 to 21 Mar 2007)
- CF22 Investment Adviser (Trainee) (28 Jun 2005 to 9 Jan 2006)
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- (2)Employed By (14 Sep 2004 to 8 Aug 2005)
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- CF7 Sole Trader (AR) (1 Oct 2002 to 9 Sep 2004)
- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
- CF1 Director (AR) (1 Dec 2001 to 25 May 2002)
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- CF7 Sole Trader (AR) (1 Oct 2002 to 9 Sep 2004)
- CF1 Director (AR) (1 Dec 2001 to 25 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
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- (3)Employed By (1 Dec 2001 to 1 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (3)Employed By at Yorkshire Financial Consultancy Limited
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controlled function added: (2)Employed By at Acorn Associates Inc. Ltd