Ishan Kaul

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Material risk taker (since 16 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 5 Dec 2022)
    • [FCA CF] Manager of certification employee (since 5 Dec 2022)
    • [FCA CF] Significant management (1 Sep 2023 to 16 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 9 Nov 2022)
    • [FCA CF] Material risk taker (1 Jan 2017 to 9 Nov 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (30 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.