Ishaan Sethi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marshall Wace LLP

    FRN 228531

    • [FCA CF] Client dealing (since 12 Dec 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 May 2023)
    • [FCA CF] Client dealing (14 Sep 2018 to 31 May 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2018 to 23 Aug 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2018)
    • CF30 Customer (10 Nov 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.