Isabel Rodriguez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mizuho International plc
FRN 119256
- [FCA CF] Manager of certification employee (since 29 May 2024)
- [FCA CF] Client dealing (since 10 Nov 2022)
Mizuho Bank, Ltd.
FRN 139195
- [FCA CF] Client dealing (since 30 Aug 2022)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- [FCA CF] Client dealing (7 Mar 2016 to 18 Mar 2020)
- CF30 Customer (3 Feb 2014 to 6 Mar 2016)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (3 Feb 2014 to 8 Dec 2019)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF26 Customer Trading (3 Oct 2006 to 2 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.