Isabel Mary Kwok

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF22 Investment Adviser (Trainee) (1 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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