Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Client dealing (since 21 Nov 2023)
- [FCA CF] Manager of certification employee (since 21 Nov 2023)
- [FCA CF] Material risk taker (21 Nov 2023 to 1 Oct 2025)
- [FCA CF] Manager of certification employee (6 Sep 2021 to 5 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2022)
- CF30 Customer (18 May 2016 to 8 Dec 2019)
-
Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Manager of certification employee (since 21 Nov 2023)
- [FCA CF] Material risk taker (21 Nov 2023 to 1 Oct 2025)
-
- CF30 Customer (26 Aug 2008 to 13 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.