Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (since 16 Jan 2025)
- CF30 Customer (since 13 May 2024)
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Axis Wealth Management Ltd
FRN 933293
- Employed By (since 13 May 2024)
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Synergy Invest Limited
FRN 671452
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (8 Feb 2016 to 8 Dec 2019)
- CF1 Director (8 Feb 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.