Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
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- [FCA CF] Functions requiring qualifications (7 Sep 2017 to 1 Jul 2018)
- CF30 Customer (23 May 2008 to 14 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.