Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ONE INVESTMENT MANAGEMENT GROUP UK LTD
FRN 999599
- SMF3 Executive Director (since 1 May 2025)
- [FCA CF] Client dealing (since 1 May 2025)
-
- CF30 Customer (20 Jun 2023 to 1 May 2025)
- CF1 Director (AR) (20 Jun 2023 to 1 May 2025)
-
- (14)Employed By (20 Jun 2023 to 1 May 2025)
-
- [FCA CF] Client dealing (9 Dec 2020 to 19 Aug 2022)
- [FCA CF] Manager of certification employee (9 Dec 2020 to 19 Aug 2022)
-
- SMF21 EEA Branch Senior Manager (EBSM) (22 Feb 2019 to 24 Jul 2019)
- [FCA CF] Significant management (7 Mar 2016 to 22 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 22 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2019)
- CF29 Significant management (1 Mar 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.