Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (20 Jun 2023 to 1 May 2025)
    • CF1 Director (AR) (20 Jun 2023 to 1 May 2025)
  • One Investment Management Group UK Ltd. (no longer approved here)

    FRN 995823

    • (14)Employed By (20 Jun 2023 to 1 May 2025)
  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • [FCA CF] Client dealing (9 Dec 2020 to 19 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 19 Aug 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (22 Feb 2019 to 24 Jul 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 22 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2019)
    • CF29 Significant management (1 Mar 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.