Ioannis Constantinou

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IPS Financial Solutions Limited

    FRN 207663

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2021)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (11 Sep 2020 to 8 Dec 2021)
    • [FCA CF] Client dealing (11 Sep 2020 to 8 Dec 2021)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 12 Sep 2020)
    • CF21 Investment Adviser (22 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 May 2004 to 22 Sep 2004)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Oct 2008 to 6 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.