Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (21 Feb 2017 to 6 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 May 2021)
    • CF30 Customer (24 Jul 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 10 Jun 2010)
    • CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.