Innes James McNamara

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 10 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2018)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 22 Feb 2023)
  • Coutts & Company

    FRN 122287

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2019)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 22 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (11 Apr 2013 to 18 Apr 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Feb 2013 to 15 Mar 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF21 Investment Adviser (25 Feb 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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