Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Client dealing (20 May 2020 to 28 Jul 2025)
    • [FCA CF] Manager of certification employee (20 May 2020 to 28 Jul 2025)
    • [FCA CF] Material risk taker (20 May 2020 to 28 Jul 2025)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF30 Customer (1 Nov 2007 to 30 Jul 2013)
    • CF27 Investment Management (22 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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