Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCOTTISH WIDOWS LIMITED
FRN 181655
- [FCA CF] Manager of certification employee (since 9 Feb 2026)
- [FCA CF] Client dealing (since 1 Jan 2026)
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- [FCA CF] Manager of certification employee (7 Feb 2023 to 24 Oct 2024)
- [FCA CF] Client dealing (11 Mar 2022 to 31 Dec 2025)
- CF30 Customer (8 Dec 2011 to 6 Mar 2016)
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- [FCA CF] Client dealing (14 May 2020 to 7 Feb 2022)
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- [FCA CF] Client dealing (17 Oct 2018 to 16 Oct 2019)
- CF30 Customer (8 Dec 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2011)
- CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.