Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (7 Feb 2023 to 24 Oct 2024)
    • [FCA CF] Client dealing (11 Mar 2022 to 31 Dec 2025)
    • CF30 Customer (8 Dec 2011 to 6 Mar 2016)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (14 May 2020 to 7 Feb 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (17 Oct 2018 to 16 Oct 2019)
    • CF30 Customer (8 Dec 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 27 Oct 2011)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.