Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Feb 2025)
    • [FCA CF] Material risk taker (since 17 Dec 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2025)
    • [FCA CF] Material risk taker (since 17 Dec 2024)
    • [FCA CF] Manager of certification employee (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 20 Mar 2024)
  • ICG MANAGER LIMITED (no longer approved here)

    FRN 189955

    • [FCA CF] Significant management (17 Jan 2022 to 21 Jul 2023)
    • [FCA CF] Client dealing (17 Jan 2022 to 21 Jul 2023)
  • ICG Alternative Investment Limited (no longer approved here)

    FRN 606186

    • [FCA CF] Client dealing (17 Jan 2022 to 21 Jul 2023)
    • [FCA CF] Significant management (17 Jan 2022 to 21 Jul 2023)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (22 Jul 2011 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (22 Jul 2011 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (22 Jul 2011 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Feb 2011 to 8 Apr 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 3 Apr 2009)
    • CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.