Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (since 1 Feb 2025)
- [FCA CF] Material risk taker (since 17 Dec 2024)
-
Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 1 Feb 2025)
- [FCA CF] Material risk taker (since 17 Dec 2024)
-
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 20 Mar 2024)
- [FCA CF] Client dealing (since 20 Mar 2024)
-
- [FCA CF] Significant management (17 Jan 2022 to 21 Jul 2023)
- [FCA CF] Client dealing (17 Jan 2022 to 21 Jul 2023)
-
- [FCA CF] Client dealing (17 Jan 2022 to 21 Jul 2023)
- [FCA CF] Significant management (17 Jan 2022 to 21 Jul 2023)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2021)
- [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (22 Jul 2011 to 8 Dec 2019)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2021)
- [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (22 Jul 2011 to 8 Dec 2019)
-
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2021)
- [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (22 Jul 2011 to 8 Dec 2019)
-
- CF30 Customer (17 Feb 2011 to 8 Apr 2011)
-
- CF30 Customer (1 Nov 2007 to 3 Apr 2009)
- CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.