Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caxton Associates LLP
FRN 504390
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 9 Jun 2025)
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- [FCA CF] Client dealing (5 Apr 2022 to 20 Sep 2024)
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- CF30 Customer (15 Oct 2010 to 11 Nov 2015)
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- CF30 Customer (10 Dec 2007 to 21 Oct 2008)
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- CF30 Customer (10 Dec 2007 to 21 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.