Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Apr 2011)
    • (1)Employed By (since 3 Jul 2017)
  • Mota Singh Sarai (no longer approved here)

    FRN 215650

    • (3)Employed By (11 Apr 2011 to 3 Jul 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (20 Oct 2010 to 20 Jan 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 14 Nov 2008)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.