Inderjit Shuglani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Open Door Financial Solutions Ltd

    FRN 918202

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 14 May 2020)
    • Responsibility for MCD Intermediation (since 14 May 2020)
    • Responsible for Insurance Distribution (since 14 May 2020)
    • SMF16 Compliance Oversight (since 14 May 2020)
    • [FCA CF] Functions requiring qualifications (since 14 May 2020)
    • [FCA CF] Significant management (14 May 2020 to 15 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2020 to 4 Mar 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (15 Aug 2019 to 21 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

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