Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HBL BANK UK LIMITED
FRN 188585
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
- [FCA CF] Material risk taker (since 6 Oct 2025)
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- [PRA CF] Significant risk taker or Material risk taker (29 Jan 2024 to 3 Oct 2025)
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- [FCA CF] Functions requiring qualifications (15 Oct 2021 to 14 Feb 2024)
- [FCA CF] Client dealing (4 Jan 2021 to 14 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
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