Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
    • [FCA CF] Material risk taker (since 6 Oct 2025)
  • Habib Bank Zurich Plc (no longer approved here)

    FRN 627671

    • [PRA CF] Significant risk taker or Material risk taker (29 Jan 2024 to 3 Oct 2025)
  • Sun Global Investments Limited (no longer approved here)

    FRN 474277

    • [FCA CF] Functions requiring qualifications (15 Oct 2021 to 14 Feb 2024)
    • [FCA CF] Client dealing (4 Jan 2021 to 14 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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