Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 11 Apr 2023)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (26 Aug 2015 to 6 Mar 2016)
    • [FCA CF] Significant management (since 11 Apr 2023)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (21 Jun 2010 to 29 May 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 16 Mar 2010)
    • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.