Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 9 May 2022)
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
    • Responsible for Insurance Distribution (since 5 May 2022)
    • Responsibility for MCD Intermediation (since 5 May 2022)
    • SMF16 Compliance Oversight (since 5 May 2022)
    • SMF3 Executive Director (since 5 May 2022)
  • LQ Property Finance Limited (no longer approved here)

    FRN 758816

    • [FCA CF] Functions requiring qualifications (23 Jul 2021 to 10 Jul 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Apr 2018 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.