Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forest Mortgage Brokers Ltd
FRN 964395
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 9 May 2022)
- [FCA CF] Functions requiring qualifications (since 9 May 2022)
- Responsible for Insurance Distribution (since 5 May 2022)
- Responsibility for MCD Intermediation (since 5 May 2022)
- SMF16 Compliance Oversight (since 5 May 2022)
- SMF3 Executive Director (since 5 May 2022)
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- [FCA CF] Functions requiring qualifications (23 Jul 2021 to 10 Jul 2022)
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- [FCA CF] Manager of certification employee (2 Apr 2018 to 30 Jun 2021)
- [FCA CF] Functions requiring qualifications (2 Apr 2018 to 30 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
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