Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 6 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Apr 2022)
    • [FCA CF] Client dealing (since 15 Nov 2016)
    • [FCA CF] Manager of certification employee (14 May 2018 to 9 Oct 2023)
    • CF30 Customer (20 Sep 2013 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Apr 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Oct 2011 to 26 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.