Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 25 Jun 2025)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (13 Feb 2024 to 12 May 2025)
- [FCA CF] Algorithmic trading (14 Aug 2017 to 17 Feb 2021)
- CF30 Customer (31 Mar 2014 to 6 Mar 2016)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 25 Jun 2025)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (22 Jan 2019 to 28 Nov 2022)
- [FCA CF] Algorithmic trading (13 Feb 2018 to 17 Feb 2021)
- CF30 Customer (31 Mar 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.