Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Oct 2019)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2016)
- CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Apr 2004 to 2 Mar 2005)
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- CF21 Investment Adviser (27 Aug 2002 to 31 Mar 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2002)
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- CF21 Investment Adviser (27 Aug 2002 to 27 Aug 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.