Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sixty Three Capital Ltd
FRN 927531
- 17. Administrative functions in relation to managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- [FCA CF] Significant management (since 2 Nov 2020)
- SMF1 Chief Executive (since 2 Nov 2020)
- SMF3 Executive Director (since 2 Nov 2020)
- [FCA CF] Client dealing (since 2 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Nov 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2020)
- CF30 Customer (28 Feb 2017 to 2 Nov 2020)
-
- CF30 Customer (24 Sep 2009 to 15 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.