Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 13 Oct 2022)
    • [FCA CF] Material risk taker (since 13 Oct 2022)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2017 to 12 Aug 2022)
    • [FCA CF] Significant management (1 Nov 2017 to 12 Aug 2022)
    • SMF22 Other Local Responsibility (19 May 2016 to 23 Sep 2016)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2017 to 12 Aug 2022)
    • [FCA CF] Significant management (1 Nov 2017 to 12 Aug 2022)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF29 Significant management (22 Jan 2014 to 30 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.