Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (8 Jul 2009 to 29 Sep 2010)
    • CF29 Significant management (9 Jun 2008 to 29 Sep 2010)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (8 Jul 2009 to 29 Sep 2010)
    • CF29 Significant management (9 Jun 2008 to 29 Sep 2010)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (8 Jul 2009 to 29 Sep 2010)
    • CF29 Significant management (9 Jun 2008 to 29 Sep 2010)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF30 Customer (8 Jul 2009 to 29 Sep 2010)
    • CF29 Significant management (9 Jun 2008 to 29 Sep 2010)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
    • CF21 Investment Adviser (7 Mar 2002 to 7 Mar 2002)
    • CF27 Investment Management (1 Dec 2001 to 8 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.