Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 7 Nov 2018)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Jul 2015 to 21 Aug 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 16 Apr 2011)
    • CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 12 Jun 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (12 Jun 2002 to 1 Sep 2004)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 12 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (12 Jun 2002 to 1 Sep 2004)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 12 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.