Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 7 Nov 2018)
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- CF30 Customer (1 Jul 2015 to 21 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 16 Apr 2011)
- CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 12 Jun 2002)
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- CF21 Investment Adviser (12 Jun 2002 to 1 Sep 2004)
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 12 Jun 2002)
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- CF21 Investment Adviser (12 Jun 2002 to 1 Sep 2004)
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 12 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.