Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (19 Mar 2024 to 30 Oct 2024)
- [FCA CF] Client dealing (19 Mar 2024 to 19 Feb 2025)
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- [FCA CF] Manager of certification employee (21 May 2020 to 2 Nov 2020)
- [FCA CF] Material risk taker (1 Apr 2020 to 2 Nov 2020)
- [FCA CF] Client dealing (2 Dec 2019 to 2 Nov 2020)
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- CF30 Customer (10 May 2010 to 9 Sep 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.