Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (14 May 2018 to 20 May 2019)
    • [FCA CF] Material risk taker (12 Sep 2017 to 20 May 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (5 Dec 2016 to 31 Jul 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2017)
    • CF30 Customer (27 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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