Ien Tao Ly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BlackRock Advisors (UK) Limited
FRN 119186
- [FCA CF] Client dealing (since 10 Feb 2025)
BlackRock Investment Management (UK) Limited
FRN 119293
- [FCA CF] Client dealing (since 10 Feb 2025)
BlackRock International Limited
FRN 178638
- [FCA CF] Client dealing (since 10 Feb 2025)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF30 Customer (19 Dec 2014 to 18 Jul 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (6 Feb 2012 to 29 Oct 2012)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 29 Apr 2008)
- CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 29 Apr 2008)
- CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.