Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 13 May 2016)
- CF30 Customer (since 13 May 2016)
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Citi Partners Ltd
FRN 572301
- Employed By (since 31 May 2012)
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- Employed By (12 Mar 2014 to 21 Jul 2016)
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- CF1 Director (AR) (28 Nov 2012 to 21 Jul 2016)
- CF30 Customer (31 May 2012 to 21 Jul 2016)
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- Employed By (30 Dec 2008 to 2 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF1 Director (AR) (8 Oct 2004 to 31 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 31 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.