Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 May 2016)
    • CF30 Customer (since 13 May 2016)
    • Employed By (since 31 May 2012)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (12 Mar 2014 to 21 Jul 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (28 Nov 2012 to 21 Jul 2016)
    • CF30 Customer (31 May 2012 to 21 Jul 2016)
  • Radcliffe and Newlands Ltd (no longer approved here)

    FRN 457283

    • Employed By (30 Dec 2008 to 2 Jul 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF1 Director (AR) (8 Oct 2004 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Connors Thompson Reed Limited (no longer approved here)

    FRN 200645

    • Employed By (1 Dec 2001 to 31 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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