Ian Wyatt Merricks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sancto Merricks Financial Planning Ltd

    FRN 501806

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (5 Nov 2009 to 8 Dec 2019)
    • CF1 Director (5 Nov 2009 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Nov 2009 to 30 Sep 2018)
  • BROOM CONSULTANTS LIMITED (no longer approved here)

    FRN 424217

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (12 Apr 2007 to 12 Sep 2007)
    • CF22 Investment Adviser (Trainee) (5 Apr 2004 to 12 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.