Ian Williams Whiteside

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Professionals (NI) Ltd

    FRN 517098

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
    • SMF3 Executive Director (since 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (22 Feb 2010 to 14 Oct 2010)
  • Diamond Estates NI Ltd (no longer approved here)

    FRN 470954

    • Employed By (22 Feb 2010 to 14 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.