Ian Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Significant management (since 7 Mar 2017)
    • [FCA CF] Algorithmic trading (10 Nov 2022 to 2 Mar 2026)
    • CF30 Customer (13 May 2010 to 6 Mar 2016)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Significant management (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Algorithmic trading (10 Nov 2022 to 2 Mar 2026)
    • CF30 Customer (13 May 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 18 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.