Ian William Brough

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Apr 2006 to 31 Jan 2007)
    • CF7 Sole Trader (AR) (7 Apr 2006 to 31 Jan 2007)
  • Ian Brough Financial (no longer approved here)

    FRN 449777

    • Employed By (7 Apr 2006 to 28 Dec 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (29 Sep 2003 to 20 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 29 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.